| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | 就机构融资提供意见 | 2017-10-19 | - |
| RO | 证券交易 | 2017-10-19 | - | |
| Rep | 就机构融资提供意见 | 2017-07-31 | 2017-10-30 | |
| Rep | 证券交易 | 2017-07-31 | 2017-10-30 | |
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2016-08-18 | 2017-06-01 |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2016-08-18 | 2017-06-01 |
| RO | 证券交易 | 2016-08-18 | 2017-06-01 | |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2016-07-06 | 2016-08-18 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2016-07-06 | 2016-08-18 |
| Rep | 证券交易 | 2016-07-06 | 2016-08-18 | |
| MIZUHO SECURITIES ASIA LIMITED | RO | 就机构融资提供意见 | 2009-03-03 | 2016-05-24 |
| RO | 就证券提供意见 | 2009-03-03 | 2016-05-24 | |
| RO | 证券交易 | 2009-03-03 | 2016-05-24 | |
| Rep | 就机构融资提供意见 | 2009-01-07 | 2009-03-03 | |
| Rep | 就证券提供意见 | 2009-01-07 | 2009-03-03 | |
| Rep | 证券交易 | 2009-01-07 | 2009-03-03 | |
| DBS ASIA CAPITAL LIMITED | RO | 提供资产管理 | 2003-04-01 | 2005-01-28 |
| RO | 就机构融资提供意见 | 2003-04-01 | 2008-11-14 | |
| RO | 就证券提供意见 | 2003-04-01 | 2008-11-14 | |
| RO | 证券交易 | 2003-04-01 | 2008-11-14 |
已采集记录中暂无金管局登记。