| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| WRise Capital Limited | RO | 就机构融资提供意见 | 2026-06-30 | - |
| ASIAN CAPITAL LIMITED | RO | 就机构融资提供意见 | 2026-03-18 | 2026-05-31 |
| Rep | 就机构融资提供意见 | 2025-12-05 | 2026-03-18 | |
| DONVEX CAPITAL LIMITED | RO | 就机构融资提供意见 | 2023-03-02 | 2025-11-27 |
| Rep | 就机构融资提供意见 | 2022-12-08 | 2023-03-02 | |
| Shang International Finance Limited | RO | 就证券提供意见 | 2020-06-29 | 2022-11-29 |
| RO | 证券交易 | 2020-06-29 | 2022-11-29 | |
| Rep | 就证券提供意见 | 2020-04-09 | 2020-06-29 | |
| Rep | 证券交易 | 2020-01-09 | 2020-06-29 | |
| RO | 就机构融资提供意见 | 2020-01-09 | 2022-11-29 | |
| CELESTIAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2017-08-08 | 2019-11-30 |
| Rep | 证券交易 | 2017-08-08 | 2019-11-30 | |
| VC CAPITAL LIMITED | RO | 就机构融资提供意见 | 2014-10-16 | 2017-07-09 |
| VC BROKERAGE LIMITED | Rep | 就证券提供意见 | 2014-09-17 | 2017-07-09 |
| Rep | 证券交易 | 2014-09-17 | 2017-07-09 | |
| VC CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2014-09-17 | 2014-10-16 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就机构融资提供意见 | 2012-12-17 | 2014-09-09 |
| Rep | 就机构融资提供意见 | 2012-10-25 | 2012-12-17 | |
| Rep | 就证券提供意见 | 2012-10-25 | 2014-09-09 | |
| Rep | 证券交易 | 2012-10-25 | 2014-09-09 | |
| RaffAello Capital Limited | RO | 就机构融资提供意见 | 2012-07-05 | 2012-10-05 |
| SINOPAC SECURITIES (ASIA) LIMITED | RO | 就机构融资提供意见 | 2011-04-12 | 2012-06-27 |
| Rep | 就机构融资提供意见 | 2011-04-06 | 2011-04-12 | |
| Rep | 就证券提供意见 | 2011-04-06 | 2012-06-27 | |
| Rep | 证券交易 | 2011-04-06 | 2012-06-27 | |
| VC CAPITAL LIMITED | RO | 就机构融资提供意见 | 2010-07-08 | 2011-04-06 |
| VC BROKERAGE LIMITED | Rep | 就证券提供意见 | 2010-06-23 | 2011-04-06 |
| Rep | 证券交易 | 2010-06-23 | 2011-04-06 | |
| VC CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-06-23 | 2010-07-08 |
| Shang International Finance Limited | Rep | 提供资产管理 | 2007-05-21 | 2007-12-10 |
| RO | 就机构融资提供意见 | 2005-08-23 | 2010-05-11 | |
| RO | 就证券提供意见 | 2005-08-23 | 2010-05-11 | |
| RO | 证券交易 | 2005-08-23 | 2010-05-11 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-09-22 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-08-23 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-08-23 | |
| Rep | 证券交易 | 2003-04-01 | 2005-08-23 |
已采集记录中暂无金管局登记。