| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hodes Weill Asia Limited | RO | 证券交易 | 2012-08-31 | - |
| LXL Investment Management (Hong Kong) Limited | RO | 提供资产管理 | 2009-08-18 | 2009-12-31 |
| Xeram and Company (Asia) Limited | RO | 就机构融资提供意见 | 2003-12-22 | 2009-03-20 |
| HAMON ASIAN ADVISORS LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-09-07 |
| RO | 就证券提供意见 | 2003-04-01 | 2005-02-18 | |
| RO | 提供资产管理 | 2003-04-01 | 2005-02-18 | |
| HAMON ASSET MANAGEMENT LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-09-07 |
| RO | 就证券提供意见 | 2003-04-01 | 2005-02-18 | |
| RO | 提供资产管理 | 2003-04-01 | 2005-02-18 | |
| Xeram and Company (Asia) Limited | RO | 就证券提供意见 | 2003-04-01 | 2009-03-20 |