| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR CORPORATE FINANCE LIMITED | RO | 证券交易 | 2009-12-24 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2005-06-16 | 2022-12-31 |
| EMPEROR CORPORATE FINANCE LIMITED | RO | 就机构融资提供意见 | 2004-11-15 | - |
| RO | 证券交易 | 2004-11-15 | 2007-03-31 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-11-15 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-11-15 |