Puri, Ruchit Hong Kong SFC License Details (ID 4498021)

Puri, Ruchit Hong Kong SFC License Details (ID 4498021)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	提供资产管理	2025-12-10	-
	Rep	提供资产管理	2020-06-16	2020-09-11
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2018-10-08	2020-02-22
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	期货合约交易	2018-10-08	2020-02-22
	Rep	证券交易	2018-10-08	2020-02-22
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2018-06-15	2018-06-29
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	期货合约交易	2018-06-15	2018-06-29
	Rep	证券交易	2018-06-15	2018-06-29
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2018-03-29	2018-04-13
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	期货合约交易	2018-03-29	2018-04-13
	Rep	证券交易	2018-03-29	2018-04-13
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2017-12-11	2017-12-22
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	期货合约交易	2017-12-11	2017-12-22
	Rep	证券交易	2017-12-11	2017-12-22
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2017-09-18	2017-09-22
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	期货合约交易	2017-09-18	2017-09-22
	Rep	证券交易	2017-09-18	2017-09-22
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2017-03-20	2017-04-30
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	期货合约交易	2017-03-20	2017-04-30
	Rep	证券交易	2017-03-20	2017-04-30