Law, Chor Yam 羅楚欽 Hong Kong SFC License Details (ID 46490)

Law, Chor Yam 羅楚欽 Hong Kong SFC License Details (ID 46490)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
WING FUNG FUTURES LIMITED	RO	期货合约交易	2024-03-22	-
WING FUNG SECURITIES LIMITED	RO	就证券提供意见	2024-03-22	-
	RO	证券交易	2024-03-22	-
WING FUNG FUTURES LIMITED	Rep	期货合约交易	2023-12-04	2024-03-22
WING FUNG SECURITIES LIMITED	Rep	就证券提供意见	2023-12-04	2024-03-22
	Rep	证券交易	2023-12-04	2024-03-22
ORIENT SECURITIES (HONG KONG) LIMITED	RO	就证券提供意见	2013-02-26	2023-08-26
ORIENT FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2011-02-28	2023-08-26
ORIENT SECURITIES (HONG KONG) LIMITED	RO	证券交易	2011-02-17	2023-08-26
CNI Securities Group Limited	RO	证券交易	2009-12-15	2010-09-27
GBS INTERNATIONAL FINANCIAL LIMITED	RO	期货合约交易	2009-06-15	2010-09-03
WING FUNG SECURITIES LIMITED	RO	证券交易	2007-01-17	2009-04-30
WING FUNG FUTURES LIMITED	RO	期货合约交易	2006-10-23	2009-04-30
TIS SECURITIES (HK) LIMITED	RO	期货合约交易	2005-01-21	2006-09-30
	RO	证券交易	2005-01-21	2006-09-30