| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Somerley Capital Limited | RO | 就机构融资提供意见 | 2013-10-02 | - |
| Shang International Finance Limited | Rep | 就证券提供意见 | 2006-07-25 | 2006-11-01 |
| Rep | 证券交易 | 2006-07-25 | 2006-11-01 | |
| RO | 就机构融资提供意见 | 2006-07-25 | 2014-04-17 | |
| Rep | 就机构融资提供意见 | 2006-05-08 | 2006-07-25 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2005-12-16 | 2006-04-14 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-08 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2005-12-16 |