| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Metro Ascent Capital Limited | RO | 提供资产管理 | 2025-11-05 | - |
| RO | 就机构融资提供意见 | 2017-07-28 | - | |
| RO | 就证券提供意见 | 2017-07-28 | - | |
| RO | 证券交易 | 2017-07-28 | - | |
| Shang International Finance Limited | RO | 就机构融资提供意见 | 2008-12-11 | 2016-12-28 |
| RO | 就证券提供意见 | 2008-12-11 | 2016-12-28 | |
| RO | 证券交易 | 2008-12-11 | 2016-12-28 | |
| Rep | 就机构融资提供意见 | 2006-05-15 | 2008-12-11 | |
| Rep | 就证券提供意见 | 2006-05-15 | 2008-12-11 | |
| Rep | 证券交易 | 2006-05-15 | 2008-12-11 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2003-06-20 | 2004-10-06 |