| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Asia Frontier Investments Limited | Rep | 就证券提供意见 | 2012-04-11 | 2022-11-11 |
| Rep | 提供资产管理 | 2012-04-11 | 2022-11-11 | |
| ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | 就证券提供意见 | 2010-05-28 | 2011-11-01 |
| Rep | 提供资产管理 | 2010-05-28 | 2011-11-01 | |
| RO | 就证券提供意见 | 2009-11-25 | 2010-05-28 | |
| RO | 提供资产管理 | 2009-11-25 | 2010-05-28 | |
| PLATINUM SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | 2007-12-17 | 2009-11-25 |
| RO | 证券交易 | 2007-12-17 | 2009-11-25 | |
| Rep | 就机构融资提供意见 | 2007-08-23 | 2007-12-17 | |
| Rep | 证券交易 | 2007-08-23 | 2007-12-17 |