| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ASIAN CAPITAL LIMITED | RO | 就机构融资提供意见 | 2024-12-10 | - |
| RO | 证券交易 | 2024-12-10 | - | |
| Rep | 就机构融资提供意见 | 2024-11-14 | 2024-12-10 | |
| Rep | 证券交易 | 2024-11-14 | 2024-12-10 | |
| China Sunrise Capital Limited | RO | 就机构融资提供意见 | 2019-04-15 | 2024-05-31 |
| RO | 证券交易 | 2019-04-15 | 2024-05-31 | |
| First Prosperous Capital Company Limited | RO | 就机构融资提供意见 | 2017-03-01 | 2019-01-24 |
| RO | 证券交易 | 2017-03-01 | 2019-01-24 | |
| Neutral Financial Holding Company Limited | RO | 就机构融资提供意见 | 2010-02-08 | 2016-10-04 |
| RO | 证券交易 | 2010-02-08 | 2016-10-04 | |
| PLATINUM SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | 2008-01-29 | 2009-10-21 |
| RO | 证券交易 | 2008-01-29 | 2009-10-21 |