| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Octal Capital Limited | RO | 就机构融资提供意见 | 2013-02-07 | - |
| RO | 证券交易 | 2013-02-07 | - | |
| Rep | 就机构融资提供意见 | 2012-11-26 | 2013-02-07 | |
| Rep | 证券交易 | 2012-11-26 | 2013-02-07 | |
| PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | 就机构融资提供意见 | 2008-04-24 | 2012-11-24 |
| RO | 证券交易 | 2008-04-24 | 2012-11-24 | |
| Rep | 就机构融资提供意见 | 2004-01-12 | 2008-04-24 | |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就证券提供意见 | 2003-04-01 | 2003-11-14 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-11-14 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-01 |