| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA DEMETER SECURITIES LIMITED | RO | 证券交易 | 2016-04-27 | - |
| Rep | 证券交易 | 2016-04-01 | 2016-04-27 | |
| Enhanced Securities Limited | RO | 证券交易 | 2011-08-02 | 2016-03-31 |
| WINWIN SECURITIES LIMITED | RO | 证券交易 | 2008-01-08 | 2011-02-01 |
| Rep | 证券交易 | 2007-10-02 | 2008-01-08 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2007-03-27 | 2007-10-01 |
| WINWIN SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-02-14 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-02-14 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-02-14 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2007-03-16 | |
| Rep | 证券交易 | 2003-04-01 | 2007-03-16 |