| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Optima Capital Limited | RO | 就机构融资提供意见 | 2008-10-15 | - |
| RO | 就证券提供意见 | 2008-10-15 | - | |
| RO | 证券交易 | 2008-10-15 | 2024-05-30 | |
| Rep | 就证券提供意见 | 2007-11-20 | 2008-10-15 | |
| Rep | 证券交易 | 2007-11-20 | 2008-10-15 | |
| Rep | 就机构融资提供意见 | 2007-05-23 | 2008-10-15 | |
| Shang International Finance Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2007-05-19 |
| Rep | 就证券提供意见 | 2003-04-01 | 2007-05-19 | |
| Rep | 提供资产管理 | 2003-04-01 | 2007-05-19 | |
| Rep | 证券交易 | 2003-04-01 | 2007-05-19 |