| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HALCYON CAPITAL LIMITED (HK) | RO | 就机构融资提供意见 | 2013-07-17 | - |
| Rep | 就机构融资提供意见 | 2013-05-24 | 2013-07-17 | |
| HALCYON SECURITIES LIMITED | Rep | 证券交易 | 2013-05-24 | - |
| Optima Capital Limited | RO | 就机构融资提供意见 | 2008-09-01 | 2013-03-28 |
| Rep | 就证券提供意见 | 2008-08-25 | 2013-03-28 | |
| Rep | 证券交易 | 2008-08-25 | 2013-03-28 | |
| Rep | 就机构融资提供意见 | 2008-07-03 | 2008-09-01 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2008-06-12 |