| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | RO | 证券交易 | 2016-06-16 | 2018-10-02 |
| RO | 提供资产管理 | 2011-08-10 | 2018-10-02 | |
| Rep | 提供资产管理 | 2009-05-14 | 2011-08-10 | |
| D. B. ZWIRN ASIA PARTNERS LIMITED | RO | 期货合约交易 | 2007-10-05 | 2008-12-31 |
| RO | 就证券提供意见 | 2005-09-27 | 2008-12-31 | |
| RO | 证券交易 | 2005-09-27 | 2008-12-31 | |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2004-10-13 | 2005-01-05 |