| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ORIENT SECURITIES LIMITED | RO | 就证券提供意见 | 2008-02-15 | 2010-01-25 |
| RO | 证券交易 | 2008-02-15 | 2010-01-25 | |
| Rep | 证券交易 | 2007-03-01 | 2008-02-15 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2005-05-06 | 2006-03-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2005-05-06 | 2006-03-01 |
| JVSakk Asia Limited | Rep | 就机构融资提供意见 | - | 2003-11-24 |
| Rep | 就证券提供意见 | - | 2003-11-24 | |
| Rep | 提供资产管理 | - | 2003-11-24 | |
| Rep | 证券交易 | - | 2005-05-03 |