Chow, Ricky Wai Kei (SFC:ACG060) 周瑋琪

证监会中央编号:ACG060

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Alpha Financial Group Limited	RO	证券交易	2022-07-06	-
	Rep	证券交易	2022-05-06	2022-07-06
	RO	证券交易	2020-11-06	2021-09-30
	Rep	证券交易	2020-09-15	2020-11-06
MAINLAND ASSET MANAGEMENT LIMITED	RO	就证券提供意见	2019-09-03	2020-03-19
MAINLAND SECURITIES LIMITED	RO	证券交易	2018-11-13	2020-03-19
SUNFUND SECURITIES LIMITED	RO	证券交易	2017-01-23	2018-09-03
Alpha Financial Group Limited	RO	证券交易	2009-06-04	2016-12-30
AMPLE CAPITAL LIMITED	Rep	就机构融资提供意见	2009-06-04	2016-12-30
	RO	就证券提供意见	2009-06-04	2016-12-30
CHINA EVERBRIGHT CAPITAL LIMITED	RO	就证券提供意见	2007-03-27	2009-03-23
	RO	证券交易	2007-03-27	2009-03-23
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	就证券提供意见	2007-03-27	2009-03-23
	RO	证券交易	2006-10-23	2009-03-23
	Rep	证券交易	2006-03-14	2006-10-23
	Rep	就证券提供意见	2006-03-14	2007-03-27
	Rep	就机构融资提供意见	2006-03-14	2009-03-23
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	就证券提供意见	2005-10-07	2007-03-27
	Rep	证券交易	2005-10-07	2007-03-27
	Rep	就机构融资提供意见	2005-10-07	2009-03-23
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	2004-08-04	2005-09-29
	Rep	就证券提供意见	2004-08-04	2005-09-29
	Rep	证券交易	2004-07-21	2005-09-29
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2003-12-09	2004-07-06
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2003-12-09	2004-07-06
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-10-30
	Rep	就证券提供意见	2003-04-01	2003-10-30
	Rep	提供资产管理	2003-04-01	2003-10-30
	Rep	提供自动化交易服务	2003-04-01	2003-10-30
	Rep	证券交易	2003-04-01	2003-11-04