| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2014-07-28 | 2015-03-10 |
| Rep | 期货合约交易 | 2014-07-28 | 2015-03-10 | |
| Rep | 证券交易 | 2014-07-28 | 2015-03-10 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2009-01-19 | 2013-04-03 |
| Rep | 证券交易 | 2009-01-19 | 2013-04-03 | |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2005-09-06 | 2008-10-11 |