| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PREFERRED LEGACY CAPITAL LIMITED | Rep | 证券交易 | 2012-03-01 | 2012-09-18 |
| Waterland Securities (HK) Company Limited | RO | 就证券提供意见 | 2009-02-20 | 2011-11-30 |
| RO | 证券交易 | 2009-02-20 | 2011-11-30 | |
| TIS SECURITIES (HK) LIMITED | RO | 就证券提供意见 | 2008-05-28 | 2008-10-31 |
| RO | 证券交易 | 2007-09-06 | 2008-10-31 | |
| Rep | 就机构融资提供意见 | 2005-11-29 | 2008-10-31 | |
| Rep | 证券交易 | 2003-12-04 | 2007-09-06 |