| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-09-11 | 2009-07-31 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2003-09-01 | 2007-08-25 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | - | 2003-07-19 |
| Rep | 就证券提供意见 | - | 2003-07-19 | |
| Rep | 提供资产管理 | - | 2003-07-19 | |
| Rep | 提供自动化交易服务 | - | 2003-07-19 | |
| Rep | 证券交易 | - | 2003-07-19 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 就机构融资提供意见 | - | 2003-07-19 |
| Rep | 就证券提供意见 | - | 2003-07-19 | |
| Rep | 提供资产管理 | - | 2003-07-19 | |
| Rep | 提供自动化交易服务 | - | 2003-07-19 | |
| Rep | 证券交易 | - | 2003-07-19 |