| SUNFUND SECURITIES LIMITED | RO | 就证券提供意见 | 2018-10-31 | 2020-06-12 |
| RO | 证券交易 | 2018-10-31 | 2020-06-12 |
| United Securities Limited (HK) | RO | 就证券提供意见 | 2017-07-06 | 2018-06-22 |
| RO | 证券交易 | 2017-07-06 | 2018-06-22 |
| Oshidori Securities Limited | RO | 就证券提供意见 | 2016-11-15 | 2017-06-29 |
| RO | 证券交易 | 2016-11-15 | 2017-06-29 |
| Rep | 就证券提供意见 | 2016-09-23 | 2016-11-15 |
| Rep | 证券交易 | 2016-09-23 | 2016-11-15 |
| SHENG YUAN SECURITIES LIMITED | RO | 期货合约交易 | 2015-06-08 | 2016-05-30 |
| Rep | 就证券提供意见 | 2014-11-04 | 2016-05-30 |
| Rep | 证券交易 | 2014-11-04 | 2016-05-30 |
| Seazen Resources Futures Limited | Rep | 期货合约交易 | 2014-02-24 | 2014-07-30 |
| CHEONG LEE SECURITIES LIMITED | RO | 就期货合约提供意见 | 2009-08-27 | 2012-03-22 |
| RO | 期货合约交易 | 2009-08-27 | 2012-03-22 |
| RO | 就证券提供意见 | 2007-09-03 | 2012-03-22 |
| RO | 证券交易 | 2007-08-13 | 2012-03-22 |
| AJ Securities Limited | Rep | 证券交易 | 2007-01-24 | 2007-06-29 |
| EMPEROR FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-07-21 |
| Rep | 提供资产管理 | - | 2004-07-21 |
| Rep | 期货合约交易 | - | 2006-09-09 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就机构融资提供意见 | - | 2004-07-21 |
| Rep | 就证券提供意见 | - | 2004-07-21 |
| Rep | 提供资产管理 | - | 2004-07-21 |
| Rep | 提供自动化交易服务 | - | 2004-07-21 |
| Rep | 证券交易 | - | 2006-09-09 |