| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2007-01-29 | 2011-05-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-01-29 | 2011-05-11 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2005-03-22 | 2006-03-17 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2005-02-25 | 2006-12-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2005-02-25 | 2006-12-23 |