| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CPP INVESTMENTS ASIA PACIFIC LIMITED | Rep | 证券交易 | 2022-03-22 | 2023-04-01 |
| CPPIB Asia Inc. | Rep | 证券交易 | 2020-11-06 | 2022-03-22 |
| CITIC Securities Brokerage (HK) Limited | RO | 就证券提供意见 | 2007-11-06 | 2017-08-04 |
| RO | 证券交易 | 2007-11-06 | 2017-08-04 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就证券提供意见 | 2007-11-06 | 2018-08-31 |
| CITIC Securities Futures (HK) Limited | RO | 期货合约交易 | 2007-11-06 | 2017-08-04 |
| CC Finance Limited | RO | 就机构融资提供意见 | 2006-04-20 | 2007-09-12 |
| RO | 就证券提供意见 | 2006-04-20 | 2007-09-12 | |
| RO | 证券交易 | 2006-04-20 | 2007-09-12 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 提供资产管理 | - | 2004-07-07 |
| RO | 就机构融资提供意见 | - | 2018-08-31 | |
| RO | 证券交易 | - | 2018-08-31 |
已采集记录中暂无金管局登记。