| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited | RO | 证券交易 | 2024-08-09 | - |
| KINGDOM SECURITIES LIMITED (HK) | RO | 证券交易 | 2021-03-02 | 2021-11-29 |
| CC Kingdom Corporate Finance Limited | RO | 就机构融资提供意见 | 2020-06-10 | - |
| TIAN YUAN FINANCE LIMITED | Rep | 证券交易 | 2018-10-02 | 2019-12-31 |
| RO | 就机构融资提供意见 | 2017-04-24 | 2019-12-31 | |
| Rep | 就机构融资提供意见 | 2017-04-11 | 2017-04-24 | |
| Superactive Financial Group Company Limited | RO | 就机构融资提供意见 | 2016-06-29 | 2017-03-31 |
| JW CAPITAL SECURITIES LIMITED | RO | 就机构融资提供意见 | 2008-10-02 | 2014-11-19 |
| Rep | 就机构融资提供意见 | 2004-03-22 | 2008-10-02 |