| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hua Liang Securities Limited | Rep | 就期货合约提供意见 | 2020-03-27 | 2026-04-13 |
| Rep | 就证券提供意见 | 2020-03-27 | 2026-04-13 | |
| Rep | 期货合约交易 | 2020-03-27 | 2026-04-13 | |
| Rep | 证券交易 | 2020-03-27 | 2026-04-13 | |
| Hua Liang Capital Limited | RO | 就机构融资提供意见 | 2019-07-22 | 2026-04-13 |
| International Capital (Hong Kong) Limited | RO | 就机构融资提供意见 | 2019-02-20 | 2019-07-20 |
| Superactive Financial Group Company Limited | RO | 就机构融资提供意见 | 2017-08-16 | 2019-02-11 |
| CELESTIAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2007-01-08 | 2014-01-01 |