| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 证券交易 | 2010-10-08 | 2014-05-01 |
| CITIC Securities Futures (HK) Limited | RO | 期货合约交易 | 2010-10-08 | 2014-05-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2009-08-24 | 2010-10-08 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2009-08-24 | 2010-10-08 |