| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SENRIGAN CAPITAL GROUP LIMITED | Rep | 提供资产管理 | 2009-09-01 | 2018-02-28 |
| Citadel Asia Limited | Rep | 提供资产管理 | 2008-07-07 | 2009-03-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2006-02-20 | 2008-06-13 |
| Rep | 期货合约交易 | 2006-02-20 | 2008-06-13 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-04-14 | 2006-02-13 |
| Rep | 就机构融资提供意见 | 2004-06-25 | 2006-02-13 | |
| Rep | 证券交易 | 2004-06-25 | 2008-06-13 |