Chan, Derek Kwun Wah 陳冠樺

证监会中央编号:AFM323

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
KINGSTON CORPORATE FINANCE LIMITED	RO	就机构融资提供意见	2014-03-19	2025-07-18
KINGSTON SECURITIES LIMITED	RO	证券交易	2014-03-19	2025-07-18
KINGSTON CORPORATE FINANCE LIMITED	Rep	就机构融资提供意见	2014-02-05	2014-03-19
KINGSTON SECURITIES LIMITED	Rep	证券交易	2014-02-05	2014-03-19
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	就机构融资提供意见	2013-10-18	2014-01-12
	RO	证券交易	2013-10-18	2014-01-12
Everbright Securities Investment Services (HK) Limited	RO	证券交易	2012-05-09	2013-10-10
Everbright Securities Global (HK) Limited	RO	证券交易	2012-03-14	2013-10-10
	RO	就机构融资提供意见	2010-12-22	2013-10-10
	Rep	就机构融资提供意见	2010-11-05	2010-12-22
	Rep	证券交易	2010-11-05	2012-03-14
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2010-11-05	2012-05-09
Joy Silver Limited	RO	就机构融资提供意见	2010-10-18	2010-10-26
	Rep	就机构融资提供意见	2010-09-24	2010-10-18
EVOLUTION ASIA INVESTMENTS LIMITED	RO	就机构融资提供意见	2010-07-12	2010-09-12
XinKong International Securities Limited	RO	就机构融资提供意见	2010-01-22	2010-06-15
SOUTH CHINA CAPITAL LIMITED	Rep	就机构融资提供意见	2009-02-26	2009-03-19
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2009-02-26	2009-03-19
Daiwa Capital Markets Hong Kong Limited	RO	就机构融资提供意见	2008-04-28	2009-01-10
	Rep	证券交易	2008-04-11	2009-01-10
	Rep	就机构融资提供意见	2008-04-01	2008-04-28
KINGSTON CORPORATE FINANCE LIMITED	RO	就机构融资提供意见	2007-03-20	2008-03-15
	Rep	就机构融资提供意见	2004-03-19	2007-03-20
JS CRESVALE CAPITAL LIMITED	Rep	就机构融资提供意见	-	2004-03-19
	Rep	就证券提供意见	-	2004-03-19
	Rep	提供资产管理	-	2004-03-19
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	就机构融资提供意见	-	2004-03-19
	Rep	就证券提供意见	-	2004-03-19
	Rep	提供资产管理	-	2004-03-19
	Rep	提供自动化交易服务	-	2004-03-19
	Rep	证券交易	-	2004-03-19

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

金管局记录暂时无法加载，请稍后重试。

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
KINGSTON CORPORATE FINANCE LIMITED	RO	就机构融资提供意见	2014-03-19	2025-07-18
KINGSTON SECURITIES LIMITED	RO	证券交易	2014-03-19	2025-07-18
KINGSTON CORPORATE FINANCE LIMITED	Rep	就机构融资提供意见	2014-02-05	2014-03-19
KINGSTON SECURITIES LIMITED	Rep	证券交易	2014-02-05	2014-03-19
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	就机构融资提供意见	2013-10-18	2014-01-12
	RO	证券交易	2013-10-18	2014-01-12
Everbright Securities Investment Services (HK) Limited	RO	证券交易	2012-05-09	2013-10-10
Everbright Securities Global (HK) Limited	RO	证券交易	2012-03-14	2013-10-10
	RO	就机构融资提供意见	2010-12-22	2013-10-10
	Rep	就机构融资提供意见	2010-11-05	2010-12-22
	Rep	证券交易	2010-11-05	2012-03-14
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2010-11-05	2012-05-09
Joy Silver Limited	RO	就机构融资提供意见	2010-10-18	2010-10-26
	Rep	就机构融资提供意见	2010-09-24	2010-10-18
EVOLUTION ASIA INVESTMENTS LIMITED	RO	就机构融资提供意见	2010-07-12	2010-09-12
XinKong International Securities Limited	RO	就机构融资提供意见	2010-01-22	2010-06-15
SOUTH CHINA CAPITAL LIMITED	Rep	就机构融资提供意见	2009-02-26	2009-03-19
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2009-02-26	2009-03-19
Daiwa Capital Markets Hong Kong Limited	RO	就机构融资提供意见	2008-04-28	2009-01-10
	Rep	证券交易	2008-04-11	2009-01-10
	Rep	就机构融资提供意见	2008-04-01	2008-04-28
KINGSTON CORPORATE FINANCE LIMITED	RO	就机构融资提供意见	2007-03-20	2008-03-15
	Rep	就机构融资提供意见	2004-03-19	2007-03-20
JS CRESVALE CAPITAL LIMITED	Rep	就机构融资提供意见	-	2004-03-19
	Rep	就证券提供意见	-	2004-03-19
	Rep	提供资产管理	-	2004-03-19
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	就机构融资提供意见	-	2004-03-19
	Rep	就证券提供意见	-	2004-03-19
	Rep	提供资产管理	-	2004-03-19
	Rep	提供自动化交易服务	-	2004-03-19
	Rep	证券交易	-	2004-03-19

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

金管局记录暂时无法加载，请稍后重试。