| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Mage Securities Limited | RO | 就证券提供意见 | 2010-09-17 | - |
| XinKong International Securities Limited | Rep | 期货合约交易 | 2009-05-29 | 2010-05-17 |
| RO | 证券交易 | 2008-12-16 | 2010-05-17 | |
| Mage Securities Limited | RO | 证券交易 | 2008-04-09 | - |
| Rep | 证券交易 | 2006-12-07 | 2008-04-09 | |
| BETA INTERNATIONAL SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-03-12 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-03-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-03-12 | |
| Rep | 证券交易 | 2003-04-01 | 2006-12-04 |