Personnel Hong Kong SFC License Details (ID 56660)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	Rep	证券交易	2020-03-25	-
SDIC SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2014-09-17	-
SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED	RO	就机构融资提供意见	2014-06-18	-
	Rep	就机构融资提供意见	2014-01-24	2014-06-18
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	就机构融资提供意见	2013-12-30	2014-01-09
	Rep	就机构融资提供意见	2013-11-06	2013-12-30
	Rep	证券交易	2013-11-06	2014-01-09
Everbright Securities Global (HK) Limited	RO	就机构融资提供意见	2011-02-24	2013-11-05
	Rep	就机构融资提供意见	2010-11-19	2011-02-24
	Rep	证券交易	2010-11-19	2013-11-05
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2010-11-19	2013-11-05
Joy Silver Limited	Rep	就机构融资提供意见	2010-09-15	2010-11-05
XinKong International Securities Limited	RO	就机构融资提供意见	2010-01-22	2010-09-08
CSC ASIA LIMITED	Rep	就机构融资提供意见	2006-09-11	2009-09-07
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	就机构融资提供意见	2006-04-26	2006-08-19
KINGSTON CORPORATE FINANCE LIMITED	Rep	就机构融资提供意见	2004-04-01	2006-04-21
JS CRESVALE CAPITAL LIMITED	Rep	就机构融资提供意见	2003-04-25	2004-03-31
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	就机构融资提供意见	2003-04-25	2004-03-31
FIRST ASIA FINANCE GROUP LIMITED	Rep	就证券提供意见	2003-04-01	2003-04-11
	Rep	提供资产管理	2003-04-01	2003-04-11
	Rep	就机构融资提供意见	2003-04-01	2003-04-24

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