Personnel Hong Kong SFC License Details (ID 57351)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
J & Partners Capital Limited	RO	就机构融资提供意见	2023-10-27	-
Pine Peak Corporate Finance Limited	RO	就机构融资提供意见	2021-06-04	2022-09-08
	RO	证券交易	2021-06-04	2022-09-08
	Rep	就机构融资提供意见	2018-09-26	2018-12-20
	RO	就机构融资提供意见	2018-03-01	2018-09-26
	RO	证券交易	2018-03-01	2018-12-20
	Rep	就机构融资提供意见	2018-01-24	2018-03-01
	Rep	证券交易	2018-01-24	2018-03-01
First Prosperous Capital Company Limited	RO	就机构融资提供意见	2017-03-01	2017-08-31
	RO	证券交易	2017-03-01	2017-08-31
HUABANG CORPORATE FINANCE LIMITED	RO	就机构融资提供意见	2016-06-21	2016-10-16
CMB International Capital Limited	RO	就机构融资提供意见	2015-06-25	2015-11-02
	RO	证券交易	2015-06-25	2015-11-02
	Rep	就机构融资提供意见	2010-09-20	2015-06-25
	Rep	证券交易	2010-09-20	2015-06-25
CMB International Capital Holdings Corporation Limited	Rep	就机构融资提供意见	2010-05-05	2010-09-20
	Rep	证券交易	2010-05-05	2010-09-20
MEGA CAPITAL (ASIA) COMPANY LIMITED	Rep	就机构融资提供意见	2007-09-27	2010-04-16
	Rep	证券交易	2007-09-27	2010-04-16
SBI E2-CAPITAL PARTNERS LIMITED	Rep	就机构融资提供意见	2005-11-07	2007-08-22
	Rep	证券交易	2005-11-07	2007-08-22
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2004-07-30	2005-08-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2004-07-30	2005-08-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2003-12-23	2004-07-06
Ark Securities (Hong Kong) Limited	Rep	证券交易	2003-07-17	2004-07-06
SHUN LOONG FUTURES LIMITED	Rep	就期货合约提供意见	2003-04-01	2003-07-10
	Rep	提供资产管理	2003-04-01	2003-07-10
	Rep	提供自动化交易服务	2003-04-01	2003-07-10
	Rep	期货合约交易	2003-04-01	2003-07-10
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-07-10
	Rep	就证券提供意见	2003-04-01	2003-07-10
	Rep	提供资产管理	2003-04-01	2003-07-10
	Rep	提供自动化交易服务	2003-04-01	2003-07-10
	Rep	证券交易	2003-04-01	2003-07-10

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