| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Astrum Capital Management Limited (HK) | RO | 提供资产管理 | 2006-01-04 | - |
| RO | 期货合约交易 | 2005-07-08 | - | |
| RO | 证券交易 | 2005-07-08 | - | |
| Funderstone Futures Limited | Rep | 就期货合约提供意见 | 2003-04-01 | 2005-01-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2005-02-19 | |
| Rep | 期货合约交易 | 2003-04-01 | 2005-02-19 | |
| Funderstone Securities Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-01-24 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-01-24 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-02-19 | |
| Rep | 证券交易 | 2003-04-01 | 2005-02-19 |