| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2014-04-17 | 2017-01-09 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2014-04-17 | 2017-01-09 |
| Funderstone Futures Limited | Rep | 期货合约交易 | 2012-03-20 | 2013-12-31 |
| Funderstone Securities Limited | Rep | 证券交易 | 2012-03-20 | 2013-12-31 |
| CES Commodities (HK) Limited | Rep | 就期货合约提供意见 | - | 2004-01-19 |
| Rep | 提供资产管理 | - | 2004-01-19 |
| Rep | 期货合约交易 | - | 2009-07-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自动化交易服务 | - | 2003-07-07 |
| Rep | 就机构融资提供意见 | - | 2004-01-19 |
| Rep | 就证券提供意见 | - | 2004-01-19 |
| Rep | 提供资产管理 | - | 2004-01-19 |
| Rep | 证券交易 | - | 2009-07-01 |