| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Imagi Brokerage Limited | RO | 就期货合约提供意见 | 2018-05-25 | - |
| RO | 就证券提供意见 | 2018-05-25 | - | |
| RO | 提供资产管理 | 2018-05-25 | - | |
| RO | 期货合约交易 | 2018-05-25 | - | |
| RO | 证券交易 | 2018-05-25 | - | |
| Oshidori Securities Limited | RO | 就证券提供意见 | 2016-11-23 | 2018-05-20 |
| RO | 提供资产管理 | 2016-11-23 | 2018-05-20 | |
| RO | 证券交易 | 2016-11-23 | 2018-05-20 | |
| ARTA GLOBAL MARKETS LIMITED | RO | 证券交易 | 2015-03-30 | 2016-11-22 |
| Arta Global Futures Limited | RO | 期货合约交易 | 2015-02-02 | 2016-11-22 |
| RO | 期货合约交易 | 2012-08-22 | 2013-03-18 | |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | 提供资产管理 | 2012-08-22 | 2015-01-31 |
| RO | 就证券提供意见 | 2012-05-18 | 2015-01-31 | |
| Oshidori Securities Limited | RO | 证券交易 | 2012-05-18 | 2015-01-31 |
| Select Investment Services Limited (HK) | RO | 就证券提供意见 | 2011-09-16 | 2012-03-09 |
| RO | 证券交易 | 2011-09-16 | 2012-03-09 | |
| QUANTSMILE (HK) LIMITED | RO | 提供资产管理 | 2007-04-02 | 2011-09-01 |
| T G SECURITIES LIMITED | RO | 期货合约交易 | 2005-12-19 | 2011-09-01 |
| RO | 证券交易 | 2004-09-08 | 2011-09-01 | |
| GOLDRIDE SECURITIES LIMITED | RO | 提供自动化交易服务 | 2003-04-01 | 2004-07-21 |
| RO | 证券交易 | 2003-04-01 | 2004-09-03 |
已采集记录中暂无金管局登记。