Ng, Simon (1973) 伍世榮 Hong Kong SFC License Details (ID 57586)

Ng, Simon (1973) 伍世榮 Hong Kong SFC License Details (ID 57586)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HOORAY SECURITIES LIMITED	RO	证券交易	2011-03-25	2023-03-31
HOORAY CAPITAL LIMITED	RO	就机构融资提供意见	2010-07-20	2023-03-31
ENLIGHTEN SECURITIES LIMITED	RO	证券交易	2009-03-27	2009-09-30
Golden Jade Capital Limited	RO	就机构融资提供意见	2009-03-27	2009-09-30
ENLIGHTEN SECURITIES LIMITED	Rep	证券交易	2009-02-12	2009-03-27
Golden Jade Capital Limited	Rep	就机构融资提供意见	2009-02-12	2009-03-27
Mirae Asset Securities (HK) Limited	RO	就机构融资提供意见	2007-10-09	2008-10-31
	RO	证券交易	2007-07-24	2008-10-31
	Rep	证券交易	2007-07-03	2007-07-24
Anuenue Securities Limited	RO	证券交易	2006-06-05	2007-03-31
FUBON CAPITAL (HK) LIMITED	RO	就机构融资提供意见	2006-06-05	2007-06-11
	RO	证券交易	2006-06-05	2007-06-11
Anuenue Securities Limited	Rep	证券交易	2006-04-07	2006-06-05
FUBON CAPITAL (HK) LIMITED	Rep	就机构融资提供意见	2006-04-07	2006-06-05
	Rep	证券交易	2006-04-07	2006-06-05
CTBC Asia Limited	RO	就机构融资提供意见	2004-08-19	2005-12-06
	RO	证券交易	2004-05-18	2005-12-06
HOORAY CAPITAL LIMITED	RO	就机构融资提供意见	-	2004-04-14