| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2010-09-07 | 2017-05-26 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2008-04-29 | 2009-03-26 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-04-29 | 2009-03-26 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-05-30 | 2008-04-06 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2005-08-09 | 2006-05-20 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2004-08-04 | 2005-08-02 |
| Rep | 就机构融资提供意见 | - | 2003-10-10 | |
| Rep | 就证券提供意见 | - | 2003-10-10 | |
| Rep | 提供资产管理 | - | 2003-10-10 | |
| Rep | 证券交易 | - | 2003-10-10 |