Personnel Hong Kong SFC License Details (ID 58076)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	就机构融资提供意见	2011-04-12	2013-09-13
	RO	证券交易	2011-04-12	2013-09-13
	Rep	就机构融资提供意见	2011-04-04	2011-04-12
	Rep	证券交易	2011-04-04	2011-04-12
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	RO	证券交易	2009-10-05	2011-02-28
	Rep	就机构融资提供意见	2009-08-03	2009-08-03
	RO	就机构融资提供意见	2009-08-03	2011-02-28
FUBON CAPITAL (HK) LIMITED	RO	就机构融资提供意见	2007-04-17	2008-07-19
	RO	就证券提供意见	2007-04-17	2008-07-19
	RO	证券交易	2007-04-17	2008-07-19
	Rep	就机构融资提供意见	2007-03-26	2007-04-17
	Rep	就证券提供意见	2007-03-26	2007-04-17
	Rep	证券交易	2007-03-26	2007-04-17
SINOPAC FUTURES (ASIA) LIMITED	RO	就期货合约提供意见	2005-10-18	2007-02-22
SINOPAC SECURITIES (ASIA) LIMITED	RO	就证券提供意见	2005-10-18	2007-02-22
SINOPAC FUTURES (ASIA) LIMITED	Rep	就期货合约提供意见	2005-09-29	2005-10-18
SINOPAC SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2005-09-29	2005-10-18
SINOPAC FUTURES (ASIA) LIMITED	RO	期货合约交易	2005-06-13	2007-02-22
SINOPAC SECURITIES (ASIA) LIMITED	RO	就机构融资提供意见	2005-06-13	2007-02-22
	RO	证券交易	2005-06-13	2007-02-22
	Rep	就机构融资提供意见	2004-12-29	2005-06-13
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	就机构融资提供意见	-	2004-12-10
	RO	就证券提供意见	-	2004-12-10

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