| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC International Capital Limited | RO | 就机构融资提供意见 | 2025-12-01 | - |
| Rep | 证券交易 | 2025-11-03 | - | |
| Rep | 就机构融资提供意见 | 2025-11-03 | 2025-12-01 | |
| CAITONG INTERNATIONAL CAPITAL CO., LIMITED | RO | 就机构融资提供意见 | 2022-08-24 | 2025-06-30 |
| Rep | 就机构融资提供意见 | 2022-03-02 | 2022-08-24 | |
| Rep | 证券交易 | 2022-03-02 | 2025-06-30 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2008-11-03 | 2021-12-19 |
| GUOTAI JUNAN CAPITAL LIMITED | RO | 就机构融资提供意见 | 2006-05-22 | 2021-12-19 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2006-05-22 |