Ng, Kwok Leung (SFC:ADV349) 吳國良
证监会中央编号:ADV349
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2009-04-30 | 2009-10-31 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2009-04-30 | 2009-10-31 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2007-07-16 | 2008-11-08 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-07-16 | 2008-11-08 |
| Mason Securities Limited | Rep | 就机构融资提供意见 | - | 2005-02-22 |
| Rep | 就证券提供意见 | - | 2005-02-22 | |
| Rep | 提供资产管理 | - | 2005-02-22 | |
| Rep | 提供自动化交易服务 | - | 2005-02-22 | |
| Rep | 证券交易 | - | 2007-06-13 | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2005-02-22 |
| Rep | 提供资产管理 | - | 2005-02-22 | |
| Rep | 期货合约交易 | - | 2007-06-13 |