| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ARTA GLOBAL MARKETS LIMITED | Rep | 证券交易 | 2013-07-09 | 2017-01-24 |
| Arta Corporate Advisory Limited | RO | 就机构融资提供意见 | 2012-09-11 | 2017-03-31 |
| MASON INVESTMENT MANAGEMENT LIMITED | Rep | 提供资产管理 | 2011-05-09 | 2012-09-06 |
| Rep | 就证券提供意见 | 2010-10-19 | 2012-09-06 | |
| Oshidori Corporate Finance Limited | Rep | 就机构融资提供意见 | 2010-10-19 | 2012-09-06 |
| Oshidori Securities Limited | Rep | 证券交易 | 2010-10-19 | 2012-09-06 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2008-06-11 | 2010-05-27 |
| Rep | 就证券提供意见 | 2008-06-11 | 2010-05-27 | |
| Rep | 证券交易 | 2008-06-11 | 2010-05-27 |