| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | 期货合约交易 | 2012-02-24 | 2018-08-10 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2010-09-24 | 2018-08-10 |
| Rep | 就证券提供意见 | 2010-09-24 | 2018-08-10 | |
| Rep | 证券交易 | 2010-09-24 | 2018-08-10 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2005-03-23 | 2010-07-12 |
| Rep | 就证券提供意见 | 2005-03-23 | 2010-07-12 | |
| Rep | 提供自动化交易服务 | 2005-03-23 | 2010-07-12 | |
| Rep | 证券交易 | 2005-03-23 | 2010-07-12 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2005-03-23 | 2010-07-12 |
| Rep | 期货合约交易 | 2005-03-23 | 2010-07-12 |