| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | Rep | 就证券提供意见 | 2015-10-30 | 2016-02-05 |
| Rep | 证券交易 | 2015-10-30 | 2016-02-05 | |
| RO | 就证券提供意见 | 2011-06-10 | 2015-10-30 | |
| RO | 证券交易 | 2011-06-10 | 2015-10-30 | |
| Rep | 就证券提供意见 | 2011-04-18 | 2011-06-10 | |
| Rep | 证券交易 | 2011-04-18 | 2011-06-10 | |
| PineBridge Investments Asia Limited | RO | 就证券提供意见 | 2009-09-10 | 2011-01-01 |
| RO | 证券交易 | 2009-09-10 | 2011-01-01 | |
| PineBridge Investments Hong Kong Limited | RO | 证券交易 | 2009-09-10 | 2011-01-01 |