| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2006-03-10 | 2006-08-15 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2006-03-10 | 2006-08-15 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2006-01-24 | 2006-02-07 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2005-08-12 | 2006-02-07 |