| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ADMIS Hong Kong Limited | Rep | 杠杆式外汇交易 | 2012-09-07 | 2019-04-30 |
| Rep | 期货合约交易 | 2011-09-14 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2010-09-07 | 2011-04-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2010-09-07 | 2011-04-01 |
| ADMIS Hong Kong Limited | Rep | 期货合约交易 | 2009-01-15 | 2010-09-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2007-10-24 | 2008-07-21 |
| REFCO FOREX LIMITED | Rep | 杠杆式外汇交易 | 2005-05-12 | 2006-02-10 |
| ADMIS Hong Kong Limited | Rep | 提供资产管理 | 2003-04-01 | 2004-09-25 |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2005-04-11 | |
| Rep | 期货合约交易 | 2003-04-01 | 2007-09-01 |