| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINO WEALTH SECURITIES LIMITED | Rep | 证券交易 | 2014-09-30 | 2024-07-07 |
| VAST HARBOUR SECURITIES LIMITED | Rep | 证券交易 | 2011-05-16 | 2014-09-30 |
| AIF Securities Limited | Rep | 证券交易 | 2010-04-22 | 2011-05-16 |
| VISION FINANCE (SECURITIES) LIMITED | Rep | 证券交易 | 2010-02-23 | 2010-03-12 |
| AIF Securities Limited | Rep | 证券交易 | 2009-07-02 | 2010-02-22 |
| ARTA GLOBAL MARKETS LIMITED | Rep | 证券交易 | 2008-01-25 | 2009-06-28 |
| CVP Securities Limited | Rep | 证券交易 | 2004-09-09 | 2008-01-11 |
| Beijing Securities Limited | Rep | 就机构融资提供意见 | - | 2004-02-07 |
| Rep | 就证券提供意见 | - | 2004-02-07 | |
| Rep | 提供资产管理 | - | 2004-02-07 | |
| Rep | 证券交易 | - | 2004-09-09 |