| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Arknight Limited | RO | 就机构融资提供意见 | 2026-06-15 | - |
| PLATINUM SECURITIES COMPANY LIMITED | RO | 证券交易 | 2020-12-01 | 2024-05-02 |
| RO | 就机构融资提供意见 | 2020-12-01 | 2025-04-30 | |
| STJ Advisors (Asia) Limited | RO | 就机构融资提供意见 | 2014-08-22 | 2016-11-09 |
| Rep | 就机构融资提供意见 | 2014-06-05 | 2014-08-22 | |
| PLATINUM SECURITIES COMPANY LIMITED | RO | 就机构融资提供意见 | 2009-07-07 | 2014-01-22 |
| RO | 证券交易 | 2009-07-07 | 2014-01-22 | |
| ROTHSCHILD & CO HONG KONG LIMITED | RO | 就机构融资提供意见 | 2005-04-27 | 2008-08-07 |
| RO | 就证券提供意见 | 2005-04-27 | 2008-08-07 | |
| RO | 证券交易 | 2005-04-27 | 2008-08-07 |