| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ODYSSEUS CAPITAL MANAGEMENT LIMITED (GBSC) | RO | 就证券提供意见 | 2018-04-20 | - |
| RO | 提供资产管理 | 2018-04-20 | - | |
| GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | 就证券提供意见 | 2010-02-03 | 2011-09-01 |
| Rep | 提供资产管理 | 2010-02-03 | 2011-09-01 | |
| Odysseus Capital Asia Limited | RO | 就机构融资提供意见 | 2009-10-29 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2008-04-04 | 2009-07-02 |
| RO | 就证券提供意见 | 2007-10-04 | 2008-04-04 | |
| RO | 就机构融资提供意见 | 2007-10-04 | 2009-07-02 | |
| Rep | 就机构融资提供意见 | 2007-06-11 | 2007-10-04 | |
| Rep | 就证券提供意见 | 2007-06-11 | 2007-10-04 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2004-03-15 |
| RO | 证券交易 | 2003-04-01 | 2004-03-15 |
已采集记录中暂无金管局登记。