| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | 就期货合约提供意见 | 2015-07-28 | 2023-11-28 |
| Rep | 就证券提供意见 | 2015-07-28 | 2023-11-28 | |
| Rep | 提供资产管理 | 2015-07-28 | 2023-11-28 | |
| Rep | 就证券提供意见 | 2010-02-03 | 2011-09-01 | |
| Rep | 提供资产管理 | 2010-02-03 | 2011-09-01 | |
| Odysseus Capital Asia Limited | RO | 就机构融资提供意见 | 2009-10-29 | 2014-07-29 |
| DBS ASIA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2005-10-07 | 2006-05-26 |
| Rep | 就证券提供意见 | 2005-10-07 | 2006-05-26 | |
| Rep | 证券交易 | 2005-10-07 | 2006-05-26 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 提供资产管理 | - | 2003-12-31 |
| Rep | 就证券提供意见 | - | 2004-07-30 | |
| Rep | 就机构融资提供意见 | - | 2005-09-27 | |
| Rep | 证券交易 | - | 2005-09-27 |