| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Frontpage Capital Limited | RO | 就机构融资提供意见 | 2015-11-10 | - |
| RO | 证券交易 | 2015-11-10 | - | |
| TC CAPITAL MANAGEMENT LIMITED (HK) | RO | 提供资产管理 | 2014-09-23 | 2015-10-31 |
| TC Capital International Limited | RO | 就机构融资提供意见 | 2014-01-21 | 2015-10-31 |
| RO | 证券交易 | 2014-01-21 | 2015-10-31 | |
| TC CAPITAL MANAGEMENT LIMITED (HK) | Rep | 提供资产管理 | 2012-04-10 | 2014-09-23 |
| TC Capital International Limited | Rep | 就机构融资提供意见 | 2010-11-24 | 2014-01-21 |
| Rep | 证券交易 | 2010-11-24 | 2014-01-21 | |
| EVOLUTION ASIA INVESTMENTS LIMITED | Rep | 就机构融资提供意见 | 2008-02-05 | 2010-10-29 |
| Rep | 证券交易 | 2008-02-05 | 2010-10-29 |