| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Frontpage Capital Limited | RO | 就机构融资提供意见 | 2015-11-10 | - |
| RO | 证券交易 | 2015-11-10 | - | |
| TC Capital International Limited | RO | 就机构融资提供意见 | 2011-01-06 | 2015-10-15 |
| RO | 证券交易 | 2011-01-06 | 2015-10-15 | |
| Rep | 就机构融资提供意见 | 2010-12-09 | 2011-01-06 | |
| Rep | 证券交易 | 2010-12-09 | 2011-01-06 | |
| EVOLUTION ASIA INVESTMENTS LIMITED | RO | 就机构融资提供意见 | 2010-02-09 | 2010-12-07 |
| RO | 证券交易 | 2010-02-09 | 2010-12-07 | |
| Rep | 证券交易 | 2006-11-13 | 2010-02-09 | |
| Rep | 就机构融资提供意见 | 2005-05-18 | 2010-02-09 | |
| Rep | 就机构融资提供意见 | 2004-04-02 | 2005-05-05 |